Capital Strategies Investment Group, LLC (CAP STRAT), a federally registered investment advisor, is required to provide you a copy of our most current Form ADV Part 2A Disclosure Brochure and Part 2B Brochure Supplement. The links will take you to the most current version of our filings, which provide regulators and clients with a description of our services, fees, conflicts of interests, and other business activities. Item 2 of the Form ADV Part 2A includes material changes since our last disclosure.
The SEC suggests a plan fiduciary asks certain questions when evaluating and in advance of retaining an investment adviser.
- To review the SEC Questions and our responses, click here.
- Additional information about our firm is also available here. You can view CAP STRAT’s information on this website by using our firm’s CRD number, 150091.
What’s the difference between a 3(21) and a 3(38) adviser, and which do we need?
- CAP STRAT can act as either a 3(21) or a 3(38) fiduciary. To learn some of the key differences and how to decide what is best for you and your organization, click here.